Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Brim is a financial professional with over 20 years of experience in the financial services industry. Andrew is currently registered with The Leaders Group, Inc. in Littleton, CO. Prior to that, Andrew was registered with L.M. Kohn & Company in Dublin, OH, Citigroup Global Markets Inc. in New York, NY, Lehman Brothers Inc. in New York, NY and Dean Witter Reynolds Inc. in Purchase, NY. Andrew holds FINRA Series 7, 63, 31, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/08/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
OH
09/22/2005 - 12/31/2008
L.M. KOHN & COMPANY (DUBLIN OH)
NY
07/31/1993 - 03/24/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/27/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/07/1992 - 03/23/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 09/01/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/12/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 11/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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