Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Donald Smith is a financial professional with over 12 years of experience in the industry. Andrew holds licenses in Series 6 and Series 63, and is currently registered with Mutual of America Securities LLC in Ohio, Virginia, and West Virginia. Andrew has previously been registered with Prudential Annuities Distributors, Inc. in Connecticut and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
01/24/2022 - Present
Mutual OF America Securities LLC (AKRON OH)
CT
01/08/2015 - 02/07/2022
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Shelton CT)
PA
07/21/2011 - 08/27/2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
BC
Issued 03/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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