Unclaimed
Andrew Dino Torto is an active financial advisor in Garden City, New York. Andrew has been in the financial services industry since April 5, 1987 and is currently registered with Raymond James Financial Services Advisors, Inc., which is based in Saint Petersburg, Florida. Andrew has obtained the Series 63, 65 and 7 licenses and has a broad range of experience with various financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
02/19/2020 - Present
Raymond James Financial Services Advisors, Inc. (Garden City NY)
NY
05/01/2009 - 02/24/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GARDEN CITY NY)
NY
01/01/2008 - 05/04/2009
WACHOVIA SECURITIES, LLC (GARDEN CITY NY)
NY
11/09/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GARDEN CITY NY)
NY
04/06/1987 - 11/13/1992
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 10/29/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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