Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Finnegan is a registered investment advisor representative with CG Advisory Services. Andrew has been in the securities industry since 2009. Andrew has passed the Series 65, Series 63, and Series 66 exams. Andrew has held previous positions at Merriman Capital, Inc., Motif Investing, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc, Click IPO Securities, LLC and Fidelity Brokerage Services LLC. Andrew is currently registered with the state of North Carolina and Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
04/03/2023 - Present
CG Advisory Services (Wilmington NC)
RI
11/29/2022 - 12/16/2022
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CA
12/17/2021 - 08/04/2022
CHARLES SCHWAB & CO., INC. (San Francisco CA)
AZ
01/21/2021 - 11/29/2021
CLICK IPO SECURITIES, LLC (SCOTTSDALE AZ)
CA
09/14/2020 - 01/12/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILL VALLEY CA)
CA
09/06/2017 - 06/05/2020
MOTIF (SAN MATEO CA)
NY
08/13/2014 - 02/10/2016
MERRIMAN CAPITAL, INC. (NEW YORK NY)
CA
02/14/2014 - 07/29/2014
GORDIAN INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
09/01/1998 - 03/14/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
12/02/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
NY
03/06/1996 - 11/18/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 10/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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