Unclaimed
Andrew Royalty is a financial professional with Fidelity Brokerage Services LLC. Andrew has been in the securities industry since May 21, 2018. Andrew holds the Series 4, Series 7, Series 9, Series 10, and Series 63 licenses. Andrew has over 50 years of experience in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
05/22/2018 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 05/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2022
Series 4 - Registered Options Principal Examination
BC
Issued 11/28/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/22/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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