Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew McOrmond has over 20 years of experience in the securities industry, joining Wallachbeth Capital LLC in 2021. Andrew has a wide range of experience in the securities industry and holds several professional licenses and certifications, including Series 7, Series 55, Series 25, Series 63, Series 99TO and Series 57TO. Andrew has been registered in 32 states across the country. Andrew is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/12/2008 - Present
Wallachbeth Capital LLC (Boca Raton FL)
NY
07/16/2004 - 08/13/2009
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
01/11/2007 - 12/22/2008
FM BROKERAGE, L.L.C. (NEW YORK NY)
NY
10/28/2003 - 01/03/2007
PROGRESSIVE SECURITIES CORP. (LIDO BEACH NY)
NY
05/10/2001 - 05/08/2002
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
01/25/2001 - 05/08/2002
AFC PARTNERS, LLC (NEW YORK NY)
BC
Issued 04/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/09/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/14/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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