Unclaimed
Andrew David Van der vord is an active broker with Deutsche Bank Securities Inc. Andrew has been working in the industry since December 2002. Andrew has experience with Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, J.P. Morgan Securities Inc., and Citigroup Global Markets Inc. Andrew has a Series 7, Series 24, Series 63 and Series 79TO licenses. Andrew is currently registered in Connecticut and New York and is affiliated with Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
07/06/2023 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
12/05/2017 - 07/21/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/16/2016 - 09/28/2017
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/19/2009 - 08/23/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/01/2008 - 08/05/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/10/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/05/2002 - 07/28/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 09/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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