Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew David Thomas is a financial advisor at Fidelity Brokerage Services LLC. Andrew has been in the industry since May 20, 2019. Andrew holds licenses in 53 states and is registered with FINRA. Andrew has a Series 7TO, Series 63, Series 9 and Series 10 license and passed the SIE exam. Andrew has been with Fidelity Brokerage Services LLC since May 21, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
05/21/2019 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 06/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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