Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Simmons is an active broker-dealer and investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Inc. located in ATLANTA, GA. Andrew has worked in the financial services industry since March 26, 2011. Andrew has passed the Series 7, Series 66, and Series 79 exams and holds licenses to sell securities and provide investment advice in 40 states. Prior to joining Merrill Lynch, Andrew was a registered representative with SunTrust Robinson Humphrey, Inc., Wells Fargo Securities, LLC, UBS Financial Services Inc., and Morgan Keegan & Company, Inc. Andrew’s firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is a large firm managing over $1 trillion in client assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
11/21/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
SC
01/06/2017 - 07/09/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENVILLE SC)
CA
09/09/2016 - 10/28/2016
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
NC
08/08/2015 - 09/06/2016
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
12/21/2012 - 03/25/2015
SUNTRUST ROBINSON HUMPHREY, INC. (CHARLOTTE NC)
NC
02/01/2012 - 05/01/2012
MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)
NC
11/01/2010 - 10/04/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
07/26/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
NY
08/10/2009 - 09/15/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
GA
07/26/2006 - 07/28/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
BOTH
Issued 01/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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