Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Shapiro is a financial professional with over 30 years of experience in the industry. Andrew is currently registered with LPL Enterprise, LLC and has been in the financial industry since June 1986. Andrew holds Series 7, 55, and 63 licenses, along with the SIE Exam. Andrew is also registered as an Investment Advisor Representative in several states. Andrew's background includes experience with various financial institutions, including MSI Financial Services, Inc., Metropolitan Life Insurance Company, Tradition Asiel Securities Inc., Hudson Securities, Inc., and Herzog, Heine, Geduld, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/14/2024 - Present
LPL Enterprise, LLC (NEW YORK NY)
NY
03/25/2017 - 01/04/2018
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
08/11/2006 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
08/11/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
01/10/2005 - 08/01/2005
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NJ
04/29/2003 - 11/17/2004
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NY
09/05/2002 - 04/28/2003
A.B. WATLEY, INC. (NEW YORK NY)
NY
02/21/1985 - 06/28/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
BC
Issued 05/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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