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Andrew David Miner

Principal Securities, Inc.

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About Andrew David Miner

Andrew Miner is a registered representative with Principal Securities, Inc. based in Portland, Maine. Andrew has been in the industry since 2014 and is licensed to provide financial advice in Maine and Iowa. Andrew previously worked with M Holdings Securities, Inc. and Commonwealth Financial Network.

Firm Information

Andrew Miner is currently registered with Principal Securities, Inc.. Principal Securities, Inc. is a corporation founded in May 1968 with its main office in Des Moines, Iowa. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and serve various client types, including individuals, corporations, charitable organizations, and pension plans. Principal Securities, Inc. has been registered with the SEC and in all 50 states plus Puerto Rico.
Principal Securities, Inc.

711 HIGH STREET

DES MOINES, IA 50392

$12.11B

Assets Under Management

1,153

Total Clients

2,140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar fees, solicitors fees, subscription consulting fees

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Andrew Miner’s Registration & Firm History

ME

10/13/2023 - Present

Principal Securities, Inc. (PORTLAND ME)

OR

06/01/2022 - 09/14/2023

M HOLDINGS SECURITIES, INC. (PORTLAND OR)

MA

02/12/2014 - 03/21/2022

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

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Licenses & Designations

BOTH

Issued 09/18/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/06/2015

Series 4 - Registered Options Principal Examination

BC

Issued 09/17/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/10/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2015

Series 52 - Municipal Securities Representative Examination

BC

Issued 02/12/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew David Miner.
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