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Andrew David Mainz

Pruco Securities, LLC

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About Andrew David Mainz

Andrew Mainz is a financial advisor with Pruco Securities, LLC. Andrew has been in the financial services industry since 2013. Andrew holds Series 7 and Series 66 licenses. Andrew has worked for several financial institutions, including Wells Fargo Advisors, LLC, SunTrust Investment Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Andrew is registered with the state of Maryland as an investment advisor representative and with Texas as an investment advisor representative. Andrew has a strong track record of providing investment advice and financial planning services to individuals and families.

Firm Information

Andrew Mainz is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Andrew Mainz’s Registration & Firm History

MD

05/31/2019 - Present

Pruco Securities, LLC (North Bethesda MD)

VA

04/24/2015 - 04/27/2017

SUNTRUST INVESTMENT SERVICES, INC. (RESTON VA)

DC

07/10/2014 - 04/27/2015

WELLS FARGO ADVISORS, LLC (WASHINGTON DC)

VA

11/05/2012 - 06/02/2014

BB&T INVESTMENT SERVICES, INC. (ARLINGTON VA)

MD

01/01/2012 - 11/06/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKVILLE MD)

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Licenses & Designations

BOTH

Issued 03/12/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/27/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew David Mainz.
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