Unclaimed
Andrew David Laws is an active investment advisor representative registered with Transamerica Financial Advisors, Inc. Andrew has been in the financial services industry for over 20 years and holds several licenses, including Series 66, Series 51, Series 24, Series 26, SIE and Series 7. Andrew has worked with several firms throughout his career, including World Group Securities, Inc. and Wells Fargo Investments, LLC. Andrew has a strong background in both financial planning and portfolio management. Andrew provides advice and manages portfolios for individuals, trusts, pension and profit sharing plans, charitable organizations, and corporations. Andrew is registered with the following states: California, Colorado, Georgia, Idaho, Iowa, Massachusetts, Montana, Nevada, Ohio, Oregon, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IA
01/06/2012 - Present
Transamerica Financial Advisors, Inc. (Cedar Rapids IA)
GA
06/05/2004 - 01/06/2012
WORLD GROUP SECURITIES, INC. (DULUTH GA)
CA
08/27/2003 - 04/26/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 10/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/11/2018
Series 24 - General Securities Principal Examination
BC
Issued 02/11/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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