Unclaimed
Andrew David Lacey is a financial advisor with over 25 years of experience in the industry. Andrew is currently registered with Lazard Asset Management Securities LLC and has been with the firm since April 3, 2004. Prior to that, Andrew worked at Lazard Freres & Co. LLC from August 20, 1996 until January 21, 2003. Andrew holds several licenses and certifications including the Series 65, 63, 24, 7, and SIE. Andrew is registered in all 50 states and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/03/2004 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
08/20/1996 - 01/21/2003
LAZARD FRERES & CO. LLC (NEW YORK NY)
IA
Issued 09/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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