Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Kleis is an investment advisor with over 20 years of experience in the financial services industry. Andrew holds multiple licenses, including Series 65, Series 66, and Series 7, as well as the Securities Industry Essentials Examination. Currently, Andrew works at Arete Wealth Advisors, LLC. In the past, Andrew has worked at Dewaay Financial Network, LLC, VSR Financial Services, Inc., QA3 Financial Corp., and UBS Financial Services Inc. Andrew is registered in 27 states and provides financial planning, investment advice, and portfolio management services. Andrew also specializes in working with high-net-worth individuals, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
IL
09/14/2012 - Present
Arete Wealth Advisors, LLC (CHICAGO IL)
IA
09/12/2006 - 09/07/2012
DEWAAY FINANCIAL NETWORK, LLC (CLIVE IA)
IA
06/03/2005 - 09/11/2006
VSR FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
NE
08/04/2003 - 05/26/2005
QA3 FINANCIAL CORP. (OMAHA NE)
NJ
03/13/2002 - 07/21/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 02/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Kleis is the right advisor for you? Invested Better is here to help.
