Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Horowitz is an investment advisor representative and has been in the industry since February 1996. Andrew is registered with the state of California, and Texas. Andrew is currently employed by Rockefeller Financial LLC and previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, LPL Financial LLC, E. S. Hope Financial, The Advisors Group, Inc., and Smith Culver Investments. Andrew is also registered with FINRA. Andrew has a wide range of experience in the financial industry and is dedicated to providing clients with personalized advice and solutions. Rockefeller Financial LLC is a wealth management firm that provides a range of financial services to individuals, families, foundations, and institutions. The firm has a long history of serving high-net-worth clients and is known for its commitment to providing personalized advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/22/2021 - Present
Rockefeller Financial LLC (Los Angeles CA)
CA
03/24/2017 - 03/17/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CENTURY CITY CA)
CA
11/16/2011 - 03/27/2017
MORGAN STANLEY (VALENCIA CA)
CA
10/09/1997 - 11/25/2011
LPL FINANCIAL LLC (VALENCIA CA)
CA
02/02/2007 - 01/16/2008
E. S. HOPE FINANCIAL (SAN DIEGO CA)
MD
07/23/1996 - 10/27/1997
THE ADVISORS GROUP, INC. (BETHESDA MD)
CA
02/27/1996 - 07/22/1996
SMITH CULVER INVESTMENTS (SAN FRANCISCO CA)
BC
Issued 03/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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