Unclaimed
Andrew Gordon is an investment advisor representative with Conning Investment Products, Inc. Andrew is registered to provide investment advisory services in nine states. Andrew has been in the financial services industry since November 8, 2010. Andrew is also a registered representative with FINRA and is currently employed at the firm's office in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/28/2016 - Present
Conning Investment Products, Inc. (New York NY)
NY
06/04/1993 - 10/21/1998
CHASE SECURITIES INC. (NEW YORK NY)
BC
Issued 04/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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