Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Filipek is a financial advisor who has been in the industry since 1994. Andrew is currently registered with Wedbush Securities Inc. and previously worked at 1st Discount Brokerage, Inc., Acument Securities, Inc., The Heritage Group, Inc., and Baraban Securities, Inc. Andrew's professional designations include Series 4, Series 7, Series 24, and Series 66. Andrew's areas of specialization include investment advisory services, financial planning, and portfolio management. Andrew has experience working with a variety of client types, including individuals, corporations, charitable organizations, and foreign entities. Andrew also has experience working with various investment products, including stocks, bonds, mutual funds, and options. Andrew is dedicated to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/09/2017 - Present
Wedbush Securities Inc. (SAN FRANCISCO CA)
CA
08/21/2002 - 12/31/2007
1ST DISCOUNT BROKERAGE, INC. (SAN FRANCISCO CA)
CA
05/27/1998 - 08/21/2002
ACUMENT SECURITIES, INC. (SAN FRANCISCO CA)
CA
05/08/1996 - 06/09/1998
THE HERITAGE GROUP, INC. (SAN FRANCISCO CA)
CA
12/06/1993 - 04/18/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 10/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2005
Series 4 - Registered Options Principal Examination
BC
Issued 02/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Andrew Filipek is the right advisor for you? Invested Better is here to help.
