Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew David Baker is a financial professional with over 25 years of experience in the industry. Andrew has held positions at several firms, including Sandler, O'Neill & Partners, L.P. and FTN Financial Securities Corp, prior to joining Piper Sandler & Co. in January 2020. Andrew's expertise spans several areas, including investment banking and public finance. He is a licensed Series 7, Series 24, and Series 79TO representative and holds the SIE designation. Andrew's registration includes 23 states, allowing him to assist clients nationwide.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/03/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
10/29/2007 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
03/25/2004 - 10/18/2007
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
MI
04/26/2002 - 04/26/2004
RESIDENTIAL FUNDING SECURITIES CORPORATION (DETROIT MI)
IL
04/04/2001 - 04/24/2002
PRESCIENT SECURITIES, LLC (BOLINGBROOK IL)
CT
06/16/2000 - 11/06/2000
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
NY
09/24/1996 - 05/18/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 12/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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