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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Darrow Sullivan is a financial advisor with Morgan Stanley. Andrew has been in the industry since 1986 and holds licenses in 23 states. Andrew has extensive experience in the financial services industry, working previously with Citigroup Global Markets Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. Andrew also holds Series 3, 7 and 65 licenses and the SIE exam. Andrew's focus is on providing investment advisory and financial planning services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
02/11/2014 - Present
Morgan Stanley (Winter Park FL)
FL
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WINTER PARK FL)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/06/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
01/21/1987 - 08/01/1987
BLACKSTOCK & LANDSTREET, INC.
NA
07/25/1986 - 02/06/1987
BLACKSTOCK & CO., INC.
NA
03/19/1986 - 08/08/1986
THE STUART-JAMES COMPANY, INC.
IA
Issued 12/26/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1987
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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