Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Baker is a financial advisor with over 30 years of experience in the industry. Andrew is currently registered with Raymond James Financial Services Advisors, INC, and has held previous roles with firms including MML Investors Services, LLC, MSI Financial Services, INC., Metropolitan Life Insurance Company, New England Securities and Financial Planning Clinic Securities Corp. Andrew is a registered investment advisor and holds Series 63, 65, 7, 24, and SIE licenses. Andrew focuses on providing financial planning, portfolio management for individuals and businesses, and educational seminars. Andrew is also a business owner and has experience in various business ventures such as rental real estate, Green Financial, and Lewis River Logging Co Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
12/03/2018 - Present
Raymond James Financial Services Advisors, Inc. (BELLEVUE WA)
WA
03/25/2017 - 12/05/2018
MML INVESTORS SERVICES, LLC (BELLEVUE WA)
WA
11/03/2003 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BELLEVUE WA)
WA
11/03/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BELLEVUE WA)
NY
04/17/1991 - 04/01/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
03/30/1989 - 03/22/1991
FINANCIAL PLANNING CLINIC SECURITIES CORP.
WA
02/19/1986 - 03/22/1991
FINANCIAL PLANNING CLINIC SECURITIES CORP. (BELLEVUE WA)
NA
09/11/1987 - 04/25/1989
NEW ENGLAND SECURITIES CORPORATION
IA
Issued 9/3/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/7/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/20/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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