Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Dale Roberts is a financial advisor with over 8 years of experience in the industry. Andrew currently works at Mizuho Securities USA LLC. Before that, Andrew was registered with SG Americas Securities, LLC. Andrew has passed the Series 7, Series 3, Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
04/15/2024 - Present
Mizuho Securities USA LLC (CHICAGO IL)
IL
11/08/2018 - 04/25/2024
SG AMERICAS SECURITIES, LLC (CHICAGO IL)
IL
03/12/2015 - 10/29/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/04/2014
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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