Unclaimed
Andrew D. Wenner is a registered representative with Mufg Securities Americas Inc. Andrew has been working in the securities industry since 2002. Andrew is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 51 states. Andrew also holds a Series 7, Series 79TO and Series 63 license. Prior to joining Mufg Securities Americas Inc., Andrew worked at MUFG SECURITIES (CANADA), LTD. and Bear Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/04/2008 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
08/02/2016 - 10/17/2017
MUFG SECURITIES (CANADA), LTD. (New York NY)
NY
05/13/2002 - 07/18/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 02/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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