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Andrew D Wenner

Mufg Securities Americas Inc.

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About Andrew D Wenner

Andrew D. Wenner is a registered representative with Mufg Securities Americas Inc. Andrew has been working in the securities industry since 2002. Andrew is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 51 states. Andrew also holds a Series 7, Series 79TO and Series 63 license. Prior to joining Mufg Securities Americas Inc., Andrew worked at MUFG SECURITIES (CANADA), LTD. and Bear Stearns & Co. Inc.

Firm Information

Andrew Wenner is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Wenner’s Registration & Firm History

NY

09/04/2008 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

08/02/2016 - 10/17/2017

MUFG SECURITIES (CANADA), LTD. (New York NY)

NY

05/13/2002 - 07/18/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/07/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Andrew D Wenner.
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