Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Tauber is a financial advisor who has been in the industry since August 24, 2004. Andrew is currently registered with Wells Fargo Securities, LLC in Fort Lauderdale, Florida. Andrew has previously worked for Sundial Group, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Andrew holds a Series 7, 24, 63, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/13/2022 - Present
Wells Fargo Securities, LLC (Fort Lauderdale FL)
FL
06/28/2018 - 09/28/2022
SUNDIAL GROUP, LLC (FT. LAUDERDALE FL)
NY
09/03/1998 - 09/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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