Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew D. Nelson is a registered representative with Northwestern Mutual Investment Services, LLC. Andrew has been in the financial industry since 2017 and has a Series 7, Series 66, and SIE license. Andrew's previous employment was also with Northwestern Mutual Investment Services, LLC. Andrew specializes in investment research and referrals to other advisors. He is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
03/20/2018 - Present
Northwestern Mutual Investment Services, LLC (METAIRIE LA)
FL
06/26/2017 - 02/05/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ESTERO FL)
BOTH
Issued 06/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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