Unclaimed
Andrew Hobbs is a financial advisor with over 7 years of experience in the industry. Andrew is registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. in Florida. Andrew provides financial planning services to individuals, businesses, corporations, pension plans, and insurance companies. Andrew is a Certified Financial Planner and has passed several industry exams, including the Series 3, 4, 7, 9, 10, 24, 52TO, 66 and 82TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/06/2018 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
BOTH
Issued 01/29/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2019
Series 4 - Registered Options Principal Examination
BC
Issued 12/17/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/24/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/21/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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