Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew D. Harris is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Andrew has been in the industry since April 2, 2014. Andrew is registered with the state of Rhode Island and the state of Texas. Andrew has held a series of licenses including Series 7, Series 63, Series 9, Series 10, and Series 65. Andrew offers a range of services for individuals and businesses including portfolio management, pension consulting, and educational seminars. Andrew also holds a part-time position as a coach at Revolution Trapeze, LLC, in Watertown, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
07/27/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LINCOLN RI)
IA
Issued 09/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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