Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Cumbee is a financial professional with over 15 years of experience in the industry. Andrew has worked with various firms, including Robinhood Financial, LLC, FSC Securities Corporation, and Royal Alliance Associates, Inc. Andrew is currently registered with Commonwealth Financial Network. Andrew holds a variety of licenses and certifications, including Series 7, Series 3, Series 34, Series 52TO, Series 63, and Series 66. Andrew is a dedicated and experienced professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/15/2024 - Present
Commonwealth Financial Network (WALTHAM MA)
FL
03/24/2022 - 05/23/2024
ROBINHOOD FINANCIAL, LLC (LAKE MARY FL)
GA
02/03/2021 - 03/14/2022
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
02/03/2021 - 03/14/2022
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
02/03/2021 - 03/14/2022
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
02/03/2021 - 03/14/2022
TRIAD ADVISORS LLC (ATLANTA GA)
MN
02/03/2021 - 03/14/2022
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NE
10/14/2014 - 03/14/2022
SECURITIES AMERICA, INC. (Omaha NE)
NE
04/21/2014 - 10/23/2014
PACIFIC SELECT DISTRIBUTORS, INC. (OMAHA NE)
NE
06/13/2013 - 03/12/2014
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NE
03/11/2008 - 07/13/2012
TD AMERITRADE, INC. (OMAHA NE)
IL
08/21/2009 - 05/27/2010
THINKORSWIM, INC. (CHICAGO IL)
BOTH
Issued 12/28/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/08/2015
Series 4 - Registered Options Principal Examination
BC
Issued 09/01/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 09/13/2011
Series 3 - National Commodity Futures Examination
BC
Issued 03/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Andrew Cumbee is the right advisor for you? Invested Better is here to help.
