Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Clayton is a financial professional with over 15 years of experience in the financial services industry. Andrew is currently registered with Piper Sandler & Co. as a Registered Representative and has a Series 7, Series 79 and Series 63 licenses. Andrew previously worked at UBS Securities LLC. Andrew is a licensed investment advisor in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
08/04/2014 - Present
Piper Sandler & Co. (SAN FRANCISCO CA)
NY
08/31/2004 - 07/20/2009
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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