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Andrew Costas bethuel Barnum

Icapital Markets LLC

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About Andrew Costas bethuel Barnum

Andrew Costas bethuel Barnum is a financial advisor with over 18 years of experience in the industry. Andrew is currently registered with Icapital Markets LLC and has a Series 6, 7, 22, 63 and 66 license. Andrew has previously been registered with several other firms including ICAPITAL SECURITIES, LLC, CETERA ADVISOR NETWORKS LLC, CETERA ADVISORS LLC, CETERA FINANCIAL SPECIALISTS LLC, CETERA INVESTMENT SERVICES LLC, FIRST ALLIED SECURITIES, INC., RIDGEWOOD SECURITIES CORPORATION, METLIFE INVESTORS DISTRIBUTION COMPANY and METLIFE INVESTORS DISTRIBUTION COMPANY. Andrew has experience in the investment company products/variable contracts, general securities, direct participation programs, and securities industries. Andrew is a dedicated and experienced advisor who is committed to helping his clients achieve their financial goals.

Firm Information

Andrew Barnum is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Barnum’s Registration & Firm History

CT

11/30/2023 - Present

Icapital Markets LLC (Greenwich CT)

NY

03/28/2022 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

CA

05/16/2016 - 06/04/2021

CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)

CO

05/16/2016 - 06/04/2021

CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)

IL

05/16/2016 - 06/04/2021

CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)

MN

05/16/2016 - 06/04/2021

CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)

CA

07/31/2014 - 06/04/2021

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

NJ

08/21/2007 - 08/01/2014

RIDGEWOOD SECURITIES CORPORATION (MONTVALE NJ)

CA

12/11/2004 - 07/17/2007

METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)

CA

07/28/2004 - 12/11/2004

METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)

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Licenses & Designations

BOTH

Issued 02/08/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/11/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2014

Series 7 - General Securities Representative Examination

BC

Issued 09/25/2007

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 07/27/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Costas bethuel Barnum.
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