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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Fass is a financial advisor with Avantax Advisory Services. Andrew has been in the financial services industry since 1990 and has a wide range of experience in wealth management, retirement planning, and estate planning. Andrew holds multiple licenses and registrations, including Series 7, 3, 63, 65, 9, 10, 24, and SIE. Andrew is also a FINRA Arbitrator, and he has been involved in teaching Investments at Sacramento State University. Andrew is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
02/02/2022 - Present
Avantax Advisory Services (Carmichael CA)
CA
12/07/2015 - 03/02/2022
HILLTOP SECURITIES INC. (Roseville CA)
CA
07/17/2012 - 12/16/2015
MUTUAL SECURITIES, INC. (ROSEVILLE CA)
CA
07/03/2008 - 07/20/2012
ROBERT W. BAIRD & CO. INCORPORATED (SACRAMENTO CA)
CA
10/12/2007 - 06/12/2008
MORGAN STANLEY & CO. INCORPORATED (ROSEVILLE CA)
CA
09/24/1997 - 10/16/2007
WACHOVIA SECURITIES, LLC (FOLSOM CA)
CA
02/13/1996 - 05/14/1997
MACKEN SECURITIES, INC. (ROSEVILLE CA)
FL
08/08/1995 - 02/20/1996
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CA
05/27/1992 - 03/22/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
03/06/1992 - 02/26/1993
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
10/22/1991 - 12/31/1991
CENTURY INVESTORS OF AMERICA, INC.
NA
10/08/1990 - 03/14/1991
CENTURY INVESTORS OF AMERICA, INC.
NA
10/05/1988 - 02/17/1989
PAMCO SECURITIES AND INSURANCE SERVICES
NY
02/15/1988 - 10/17/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
02/24/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 05/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 12/01/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2005
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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