Unclaimed
Andrew Connors Marini is a financial advisor with CCO Capital, LLC in Phoenix, Arizona. Andrew has been in the financial services industry since 2017 and has a Series 63, Series 7, Series 6TO, and SIE. Andrew is registered with the state of Arizona. Prior to joining CCO Capital, LLC, Andrew was employed by Vanguard Marketing Corporation, CRI Securities, LLC, and Securian Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/26/2019 - Present
CCO Capital, LLC (PHOENIX AZ)
AZ
11/08/2017 - 07/23/2019
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
08/11/2017 - 09/08/2017
CRI SECURITIES, LLC (PHOENIX AZ)
AZ
08/11/2017 - 09/08/2017
SECURIAN FINANCIAL SERVICES, INC. (PHOENIX AZ)
BC
Issued 11/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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