Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Conan Shaffer is a financial advisor with TD Securities (usa) LLC. Andrew has been in the industry since October 2003. Andrew has worked for several financial institutions, including Nomura Securities International, Inc., HSBC Securities (USA) Inc. and Citigroup Global Markets Inc. Andrew's professional experience includes holding a Series 3, Series 7, Series 24 and Series 63 license and working with clients in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/24/2022 - Present
TD Securities (usa) LLC (CHICAGO IL)
IL
10/13/2009 - 11/02/2022
NOMURA SECURITIES INTERNATIONAL, INC. (CHICAGO IL)
IL
05/31/2005 - 09/21/2009
HSBC SECURITIES (USA) INC. (CHICAGO IL)
NY
09/10/2003 - 05/20/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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