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Andrew Collin Franco

Northwestern Mutual Investment Services, LLC

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About Andrew Collin Franco

Andrew Franco is a registered representative and investment advisor representative with Northwestern Mutual Investment Services, LLC. Andrew has been in the securities industry since 2016. Andrew is licensed in Virginia and Alabama. Andrew has previously worked at LPL Financial LLC and Wells Fargo Clearing Services, LLC. Andrew has experience providing investment research, referrals to other advisors, and financial planning services to individual and institutional clients. Andrew has a Series 7 and Series 66 license.

Firm Information

Andrew Franco is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Andrew Franco’s Registration & Firm History

VA

07/19/2023 - Present

Northwestern Mutual Investment Services, LLC (RICHMOND VA)

FL

06/21/2019 - 11/24/2021

LPL FINANCIAL LLC (DESTIN FL)

FL

04/06/2016 - 09/12/2017

WELLS FARGO CLEARING SERVICES, LLC (MIRAMAR BEACH FL)

NY

09/25/2012 - 11/11/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/02/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/12/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Andrew Collin Franco. Review regulatory record here.
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