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Andrew Collin Franco

Northwestern Mutual Investment Services, LLC

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About Andrew Collin Franco

Andrew Collin Franco is a registered representative with Northwestern Mutual Investment Services, LLC in Richmond, VA. Andrew has been in the financial services industry since July 16, 2018. Andrew is also a registered investment advisor representative in Virginia. Andrew's previous experience includes roles with LPL FINANCIAL LLC, WELLS FARGO CLEARING SERVICES, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Andrew has passed the Series 66, Series 7 and SIE exams. Andrew is also a 1.51% owner of GODO GLOBAL, a non-financial services business. Andrew may earn commissions from insurance companies or insurance brokerage agencies for the sale of non-variable life, health, Medicare, annuity, disability and/or long term care insurance products.

Firm Information

Andrew Franco is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

3901 WESTERRE PKWY

RICHMOND, VA 23233

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Andrew Franco’s Registration & Firm History

VA

07/19/2023 - Present

Northwestern Mutual Investment Services, LLC (RICHMOND VA)

FL

06/21/2019 - 11/24/2021

LPL FINANCIAL LLC (DESTIN FL)

FL

04/06/2016 - 09/12/2017

WELLS FARGO CLEARING SERVICES, LLC (MIRAMAR BEACH FL)

NY

09/25/2012 - 11/11/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 6/2/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 9/12/2017

SIE - Securities Industry Essentials Examination

BC

Issued 4/6/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Andrew Collin Franco. Review regulatory record here.
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