Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Sullivan is a financial advisor with over 20 years of experience in the industry. Andrew has held positions at several firms including Morgan Stanley, Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and Chase Investment Services Corp. Andrew is currently registered with Raymond James & Associates, Inc. in Georgia and Texas. Andrew has a wide range of experience and is able to provide financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
09/07/2022 - Present
Raymond James & Associates, Inc. (COLUMBUS GA)
TX
08/29/2017 - 09/27/2022
MORGAN STANLEY (Dallas TX)
TX
08/08/2014 - 08/16/2017
WELLS FARGO CLEARING SERVICES, LLC (FORT WORTH TX)
TX
10/01/2012 - 08/21/2014
J.P. MORGAN SECURITIES LLC (HURST TX)
TX
08/02/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HURST TX)
MA
03/08/2006 - 07/12/2006
SIGNATOR INVESTORS, INC. (BOSTON MA)
GA
08/11/2003 - 10/20/2004
RESOURCE HORIZONS GROUP LLC (MARIETTA GA)
MA
05/02/2002 - 08/08/2003
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
BOTH
Issued 09/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/06/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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