Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Coddington Nawn is a financial advisor who has been in the industry since 1994. Currently, Andrew is registered with Piper Sandler & Co. in the branch office located in New York, NY. Andrew has also been previously registered with several other firms including Sandler, O'Neill & Partners, L.P., Salomon Smith Barney Inc., Dean Witter Reynolds Inc. and Oppenheimer & Co., Inc. Andrew Coddington Nawn holds licenses for Series 7, Series 24 and Series 63 exams and has completed the SIE exam. Andrew is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/03/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
10/10/2002 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
11/21/1996 - 10/08/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/24/1995 - 07/24/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/26/1992 - 02/23/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 05/04/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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