Unclaimed
Andrew Clay Foldenauer is a financial advisor with RBC Capital Markets, LLC. Andrew has been in the financial services industry since December 2000. Andrew has been registered with RBC Capital Markets, LLC since March 2008. Andrew is also registered in Texas as an Investment Advisor Representative and has been since September 2016. Prior to joining RBC Capital Markets, LLC, Andrew was employed by EDWARD JONES in Rossford, Ohio from December 2000 to December 2006. Andrew is a Series 63 and Series 66 licensed financial advisor. Andrew specializes in providing financial services to high-net-worth individuals, corporations and businesses, charitable organizations, pension and profit-sharing plans, pooled investment vehicles, and state and municipal government entities. Andrew also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
01/23/2007 - Present
RBC Capital Markets, LLC (RICHMOND VA)
OH
12/05/2000 - 12/06/2006
EDWARD JONES (ROSSFORD OH)
BOTH
Issued 01/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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