Unclaimed
Andrew Clark is a financial advisor with Wells Fargo Securities, LLC, located in Charlotte, NC. Andrew has over 6 years of experience in the financial services industry. Andrew holds the Series 99 and SIE exams. Previously, Andrew was registered with BNP PARIBAS SECURITIES CORP. and BNP PARIBAS PRIME BROKERAGE, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/29/2021 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
04/08/2015 - 02/17/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/08/2015 - 07/09/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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