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Andrew Clark

Wells Fargo Securities, LLC

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About Andrew Clark

Andrew Clark is a financial advisor with Wells Fargo Securities, LLC, located in Charlotte, NC. Andrew has over 6 years of experience in the financial services industry. Andrew holds the Series 99 and SIE exams. Previously, Andrew was registered with BNP PARIBAS SECURITIES CORP. and BNP PARIBAS PRIME BROKERAGE, INC.

Firm Information

Andrew Clark is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Clark’s Registration & Firm History

NC

11/29/2021 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NY

04/08/2015 - 02/17/2021

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

04/08/2015 - 07/09/2018

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Clark.
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