Unclaimed
Andrew Christopher Sullivan is an Investment Advisor Representative who has been in the industry since July 8, 2010. Andrew is currently registered with John Hancock Investment Management LLC in Boston, MA. Andrew is a Series 6, 7, 63, 65 and SIE licensed professional. Andrew has been associated with the firm since November 2018. Prior to that, Andrew was associated with John Hancock Distributors LLC and Sun Life Financial Distributors, Inc. In addition to MA, Andrew is also registered in IL, IN, IA, KY, MI, MN, ND, OH, SD, and WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
11/08/2018 - Present
John Hancock Investment Management LLC (BOSTON MA)
MA
02/08/2012 - 12/31/2012
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
08/04/2008 - 01/27/2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 11/01/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/01/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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