Unclaimed
Andrew Stroud is a financial advisor with over 10 years of experience in the industry. Andrew is registered with Raymond James & Associates, Inc. and is licensed to sell securities in multiple states. Andrew has worked previously at Wells Fargo Clearing Services, LLC and Edward Jones. Andrew has a wide range of experience and expertise in helping clients with their financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/17/2022 - Present
Raymond James & Associates, Inc. (WINTER HAVEN FL)
FL
06/04/2019 - 09/20/2022
WELLS FARGO CLEARING SERVICES, LLC (MERRITT ISLAND FL)
NM
03/29/2012 - 06/05/2019
EDWARD JONES (ALAMOGORDO NM)
BOTH
Issued 04/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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