Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Shen is a financial professional with over five years of experience in the industry. Andrew has worked at several prominent financial institutions including Goldman Sachs & Co. LLC, Peregrine Weinberg Partners LP, and Credit Suisse Securities (USA) LLC. Andrew currently works at UBS Securities LLC. Andrew is a Series 79 and Series 63 licensed representative, and holds a Securities Industry Essentials (SIE) designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/20/2023 - Present
UBS Securities LLC (New York NY)
NY
05/06/2022 - 11/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
05/28/2020 - 04/22/2022
PERELLA WEINBERG PARTNERS LP (NEW YORK NY)
TX
08/22/2017 - 06/17/2020
GOLDMAN SACHS & CO. LLC (HOUSTON TX)
BC
Issued 09/12/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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