Unclaimed
Andrew Papp is a financial advisor with over 30 years of experience in the industry. He holds Series 7, 24, 63 and 66 licenses and is currently registered with Ministry Partners Securities, LLC and 724 Capital, LLC. Andrew has held previous registrations with a number of other firms including Cetera Advisor Networks LLC, Centaurus Financial, Inc. and Brookstreet Securities Corporation. Andrew specializes in working with high-net-worth individuals, charitable organizations, corporations or other businesses and individuals other than high-net-worth. Andrew Papp provides financial planning, referral services, and portfolio management for his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Referral to third-party money managers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
CA
08/01/2024 - Present
Ministry Partners Securities, LLC (BREA CA)
CA
02/15/2008 - 08/07/2014
CETERA ADVISOR NETWORKS LLC (GLENDORA CA)
CA
06/26/2007 - 02/19/2008
CENTAURUS FINANCIAL, INC. (ARCADIA CA)
CA
09/02/2005 - 06/27/2007
BROOKSTREET SECURITIES CORPORATION (ARCADIA CA)
UT
01/23/2004 - 07/11/2005
OMNI BROKERAGE, INC. (SOUTH JORDAN UT)
AZ
04/16/1997 - 01/29/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
03/03/1997 - 04/16/1997
LAGUNA SECURITIES, INC. (NEWPORT BEACH CA)
NY
12/07/1993 - 03/12/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 12/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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