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Andrew Christopher Pafundi

Bbva Securities Inc.

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About Andrew Christopher Pafundi

Andrew Pafundi is a financial professional with experience in the securities industry. Andrew is currently registered with Bbva Securities Inc. and holds Series 3, 7, and 63 licenses. Andrew has previously worked at CREDIT SUISSE SECURITIES (USA) LLC and SG AMERICAS SECURITIES, LLC.

Firm Information

Andrew Pafundi is currently registered with Bbva Securities Inc.. BBVA Securities Inc. is a corporation that was formed on March 13, 1990. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

104

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Pafundi’s Registration & Firm History

NY

09/05/2023 - Present

Bbva Securities Inc. (NEW YORK NY)

NY

09/27/2022 - 08/18/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/22/2016 - 09/15/2022

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/09/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2017

Series 3 - National Commodity Futures Examination

BC

Issued 08/22/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Christopher Pafundi.
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