Unclaimed
Andrew Pafundi is a financial professional with experience in the securities industry. Andrew is currently registered with Bbva Securities Inc. and holds Series 3, 7, and 63 licenses. Andrew has previously worked at CREDIT SUISSE SECURITIES (USA) LLC and SG AMERICAS SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/05/2023 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
09/27/2022 - 08/18/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/22/2016 - 09/15/2022
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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