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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Christopher Deprimio is a financial advisor with Morgan Stanley. Andrew has been in the financial services industry since 1987. Andrew has a broad range of experience in the financial services industry, having worked with various firms like Wedbush Securities Inc., Wells Fargo Clearing Services, LLC, and Brookstreet Securities Corporation. Andrew holds multiple licenses and certifications including the Series 3, 5, 6, 7, 24, 27, 52, 53, 63, 72, and SIE. In addition to Andrew's active registrations in California, North Carolina, and Texas, Andrew is also registered in various other states across the country. Andrew's specialization areas include investment clubs, insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations, and other businesses. Andrew is a highly experienced financial advisor, offering services like financial planning, pension consulting, educational seminars, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/30/2020 - Present
Morgan Stanley (Irvine CA)
CA
04/01/2016 - 01/23/2020
WELLS FARGO CLEARING SERVICES, LLC (NEWPORT BEACH CA)
CA
06/27/2007 - 04/15/2016
WEDBUSH SECURITIES INC. (NEWPORT BEACH CA)
CA
05/05/1997 - 06/29/2007
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
FL
06/17/1992 - 05/08/1997
FORESIGHT CAPITAL MANAGEMENT, INC. (CLEARWATER FL)
NY
07/27/1987 - 01/25/1991
SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)
NY
05/22/1986 - 01/25/1991
BGK SECURITIES CO. (NEW YORK NY)
NA
11/27/1985 - 05/23/1986
THE DREYFUS SERVICE CORPORATION
BC
Issued 10/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/16/1998
Series 30 - NFA Branch Manager Examination
BC
Issued 04/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 03/04/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1997
Series 3 - National Commodity Futures Examination
BC
Issued 03/13/1987
Series 5 - Interest Rate Options Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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