Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Christian Hollingsworth is a financial advisor with over 17 years of experience in the industry. Andrew has been registered with LPL Financial LLC since August 2020. Prior to joining LPL Financial LLC, Andrew was a registered representative with Royal Alliance Associates, Inc. from August 2010 to August 2020. Andrew is licensed in the states of Florida, Nevada, New Jersey and New York. Andrew holds Series 3, 6, 7, 55, 57TO, and SIE licenses. Andrew is also a Certified Financial Planner. Andrew provides financial planning, portfolio management for businesses and individuals, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
08/03/2021 - Present
LPL Financial LLC (LONG BEACH NY)
NY
08/06/2010 - 08/12/2020
ROYAL ALLIANCE ASSOCIATES, INC. (LONG BEACH NY)
NY
08/05/2008 - 08/19/2010
VANDERBILT SECURITIES, LLC (LONG BEACH NY)
NY
02/22/2006 - 01/16/2007
LIGHTSPEED PROFESSIONAL TRADING LLC (NEW YORK NY)
NY
09/24/2003 - 10/29/2004
KIRLIN SECURITIES INC. (SYOSSET NY)
MD
01/10/2003 - 09/29/2003
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
NJ
10/01/2001 - 05/16/2002
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 03/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2006
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/28/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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