Unclaimed
Andrew Federspiel is a financial professional with over 20 years of experience in the financial services industry. Andrew holds the Series 7 and Series 66 securities licenses, as well as the Series 65 Investment Advisor license and the SIE. Andrew is currently registered with Pacific Select Distributors, LLC. Previously, Andrew was employed by Purshe Kaplan Sterling Investments, The Leaders Group, Inc., MML Investors Services, LLC, Capital Brokerage Corporation, Wachovia Securities, LLC, American Express Financial Advisors Inc. and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/19/2024 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
NY
12/14/2022 - 05/31/2024
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
CO
02/21/2018 - 07/28/2021
THE LEADERS GROUP, INC. (LITTLETON CO)
VA
07/20/2016 - 12/22/2016
MML INVESTORS SERVICES, LLC (GLEN ALLEN VA)
VA
02/06/2014 - 03/24/2016
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
VA
11/25/2009 - 03/21/2012
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
VA
06/26/2008 - 02/23/2009
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
VA
06/19/2007 - 06/03/2008
WACHOVIA SECURITIES, LLC (GLEN ALLEN VA)
MO
05/27/2004 - 09/26/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MN
08/27/2002 - 09/19/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/27/2002 - 09/19/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/31/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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