Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Herrera is a financial professional with experience in the industry since 2006. Andrew holds licenses in Iowa and has passed the Series 6, 7, 24, and 66 exams. Andrew is currently registered with Sammons Financial Network, LLC in West Des Moines, Iowa. Andrew was previously registered with Principal Securities, Inc. and Principal Funds Distributor, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
08/24/2018 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
IA
08/17/2006 - 05/07/2018
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
04/11/2012 - 04/01/2013
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
BOTH
Issued 02/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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