Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Chongwoo Kim is a financial advisor currently registered with Morgan Stanley. Andrew has been in the securities industry since May 26, 2015. Andrew is registered with the state of California and Texas. Andrew previously worked for E*TRADE SECURITIES LLC, FIDELITY BROKERAGE SERVICES LLC and SANFORD C. BERNSTEIN & CO., LLC. Andrew holds Series 7, Series 63, and Series 65 securities licenses. Andrew offers various financial services, including investment advice, financial planning, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/21/2022 - Present
Morgan Stanley (Sherman Oaks CA)
CA
06/21/2017 - 09/30/2022
E*TRADE SECURITIES LLC (LOS ANGELES CA)
CA
09/24/2015 - 05/22/2017
FIDELITY BROKERAGE SERVICES LLC (LOS ANGELES CA)
CA
03/31/2015 - 08/26/2015
SANFORD C. BERNSTEIN & CO., LLC (LOS ANGELES CA)
IA
Issued 01/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Andrew Kim is the right advisor for you? Invested Better is here to help.
