Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Tennent is a financial professional with over 30 years of experience in the industry. Andrew is currently registered with B. Riley Wealth Advisors, Inc. in Illinois and is also registered in several other states. Andrew has a broad range of experience in providing financial planning, investment management, and other wealth management services. Andrew's experience includes prior work with National Securities Corporation, Navisis Financial, and First Union Securities Financial Network, Inc.. Andrew has earned several professional designations, including the Series 7, Series 63, Series 65, Series 9, Series 10, Series 24, Series 3, Series 99TO, and SIE. Andrew has been involved in the financial services industry since 1991, working with a variety of clients including individuals, corporations, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
09/16/2011 - Present
B. Riley Wealth Advisors, Inc. (Oakbrook Terrace IL)
IL
01/02/2002 - 07/22/2022
NATIONAL SECURITIES CORPORATION (CHICAGO IL)
MO
03/22/1999 - 12/31/2001
FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)
NY
09/21/1998 - 03/26/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
08/22/1994 - 10/05/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
07/12/1991 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/08/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
IA
Issued 08/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2014
Series 3 - National Commodity Futures Examination
BC
Issued 07/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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