Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Pike is a securities professional with over 15 years of experience in the financial services industry. Andrew is currently registered with Capital One Securities, Inc. and holds a Series 7, Series 63, Series 99TO and Series 79TO license. Andrew has previously worked for Wells Fargo Securities, LLC and Wachovia Capital Markets, LLC. Andrew is a highly experienced and knowledgeable professional who is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2022 - Present
Capital ONE Securities, Inc. (New York NY)
NC
04/23/2010 - 09/13/2022
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
02/10/2009 - 09/15/2009
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
04/12/2006 - 04/23/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 04/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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